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California Asbestos Products Liability: Claims, Defenses and Elements of Proof
(c) 2011 Stephen Healy
Table of Contents

Chapter One     Asbestos

1.1.0.   What Is Asbestos?

1

1.1.1   Asbestos Geology

2

1.1.2   Physical Properties of Asbestos Fibers

2

1.2.0.   Where Is Asbestos Found?

3

1.2.1.   Asbestos Automotive Products

4

1.2.2.   Asbestos Cement Pipe

5

1.2.3.   Asbestos Cloth, Cloth Tape, Rope and Textiles

5

1.2.4.   Asbestos Containing "Marinite" Boards

6

1.2.5.   Asbestos Containing Acoustical Plaster and Ceiling Compounds

6

1.2.6.      Asbestos Containing Clapboard, Wallboard and Fire Doors

6

1.2.7.   Asbestos Containing Drywall Joint Compound

6

1.2.8.   Asbestos Containing Electric Switchboards and Battery Boxes

7

1.2.9.   Asbestos Containing Household Appliances

7

1.2.10.   Asbestos Containing Masonry Cement and Plaster

7

1.2.11.   Asbestos Containing Rock used to Surface Roads

7

1.2.12.   Asbestos Containing Talc

8

1.2.13.   Asbestos Fiber and Powder in its Raw State

8

1.2.14.   Asbestos Fillers for Plastics and Plastic Reinforcement

8

1.2.15.   Asbestos Fireproofing Sprayed on to Structural Steel Beams

8

1.2.16.   Asbestos Gaskets, Valve and Pump Packing

9

1.2.17.   Asbestos In Color Crayons

9

1.2.18. Asbestos Insulation Wrap on Heating, Ventilation, and Air Conditioning Boxes

9

1.2.19.   Asbestos Lined Chimney

9

1.2.20.   Asbestos Lined Wall Safe

10

1.2.21.   Asbestos Lined Waste Paper Receptacle

10

1.2.22.   Asbestos Mats and Felt

10

1.2.23.   Asbestos Paper Products

10

1.2.24.   Asbestos Refractory Tiles

10

1.2.25.   Asbestos Roof Shingles and Roofing Paper

10

1.2.26.   Asbestos Sheeting for Fireproofing

11

1.2.27.   Asbestos Siding

11

1.2.28.   Asbestos Thermal Insulation

11

1.2.29.   Asbestos Vinyl Floor Tiles and Floor Mastics

12

1.2.30.   Asbestos Wicks

13

1.3.0.   How Are People Exposed to Asbestos?

13

1.3.1.   Asbestos Mining, Milling, Product Manufacturing And Raw Asbestos Packaging

14

1.3.2.   Asbestos Product Use - Direct Asbestos Exposure, Bystander Asbestos Exposure, and Take-Home Asbestos Exposure

15

1.3.2.1.   Product Use - Direct Asbestos Exposure

17

1.3.2.2.   Product Use - Bystander Asbestos Exposure

17

1.3.2.3.   Product Use - Take-Home Asbestos Exposure

18

1.4.0.   What Are the Injuries Resulting from Asbestos Exposure?

19

1.4.1.   Parenchymal Asbestosis (a.k.a., Scarring of the Lungs),Pleural Fibrosis and Pleural Plaques

19

1.4.2.      Fibrosis of the Lung and/or Pleura Is Separate and Distinct from Cancer Of the Lungs and Pleura

21

1.4.3.      Asbestos Is A Known Carcinogen

21

1.4.4.      Asbestos Causes Lung Cancer

23

1.4.5.      Asbestos Causes Mesothelioma

25

1.4.5.1.   Mesothelioma Described

25

1.4.5.2.   Mesothelioma And Asbestos Exposure

26

1.4.5.3.   Mesothelioma is Incurable and Fatal

29

1.4.6.   Other Asbestos-Related Cancers

29

1.4.7.   Asbestos Caused Cardiovascular Conditions

31

1.4.7.1   Cor Pulmonale

31

1.4.7.2   Pericarditis

31

1.4.8.   Asbestos Skin Disease

31

Chapter Two     Asbestos Products Liability

2.1.0.   General Principals

33

2.2.0.   Why Are So Many Defendants Sued in a Typical California Asbestos Case?

35

2.2.1.   California Tort Law Before 1975

35

2.2.2.   California Tort Law 1975-1986

36

2.2.3.   California Tort Law After 1986

36

2.3.0.      California Strict Products Liability Law

37

2.3.1.   The Purpose of Strict Products Liability Law

37

2.3.1.1   Cost-Shifting

37

2.3.1.2.  Lower Burden of Proof for the Plaintiff Rooted in the Law of Warranty

38

2.3.1.3.  Strict Products Liability - Reaches All Defendants In The Chain of Distribution

39

2.3.1.4.  Strict Products Liability - Reaches All Purchasers, Non Purchasing End-Users, Consumers and Bystanders.

39

2.3.1.5.  Strict Products Liability - Three Major Categories of Product Defects: (1) Manufacturing Defects, (2) Design Defects and (3) Warning Defects - CACI 1200 & BAJI 9.00

39

2.3.2.   The First Element of Proof in All Strict Products Liability Cases: Product Manufacture, Supply, Distribution or Sale

40

2.3.2.1.  Product Manufacture, Supply, Distribution or Sale: The Law

41

2.3.2.2.  Product Manufacture, Supply, Distribution or Sale: Typical Evidence

42

2.3.2.3.  Product Manufacture, Supply, Distribution or Sale: Successor in Interest Liability

47

2.3.2.3.1.      The General Rule of No Liability For Purchasers of Corporate Assets

48

2.3.2.3.2.      Exception (1) Express or Implied Agreement to Assume Liabilities

48

2.3.2.3.3.      Exception (2) Consolidation or Merger of Two Corporations

50

2.3.2.3.4.      Exception (3) The Purchasing Corporation Is a Mere Continuation of the Selling Corporation

53

2.3.2.3.5.      Exception (4) Fraudulent Transfers

53

2.3.2.3.6.      Exception (5) The "Product Line" Exception: Ray v. Alad Corp. (1977) 19 Cal.3d 22

54

2.3.3        Strict Products Liability, Manufacturing Defects - CACI 1201, 1202 & BAJI 9.00.3

61

2.3.4        Strict Products Liability, Design Defects - CACI 1203, 1204 & BAJI 9.00.5

64

2.3.4.1.  The Consumer Expectations Test - CACI 1203 & BAJI 9.00.5

65

2.3.4.2   The Risk-Benefit Test - CACI 1204 & BAJI 9.00.5

66

2.3.4.3   All Asbestos Cases Proceed Under the Consumer Expectations Test - CACI 1203 - And Not the Risk-Benefit Test - CACI 1204

69

(1) Sparks v. Owens-Illinois, Inc. (1995) 32 Cal. App. 4th 461

69

(2) Morton v. Owens Corning Fiberglas Corp. (1995) 33 Cal.App.4th 1529

71

(3) Jenkins v. T&N PLC (1996) 45 Cal.App.4th 1224;

74

(4) Arena v. Owens Corning Corp. (1998) 63 Cal. App. 4th 1178

76

(5) Jones v. John Crane, Inc. (2005) 132 Cal.App.4th 990

79

(6) Garza v. Asbestos Corporation, Ltd. (2008) 161 Cal.App.4th 651

81

(7) Saller v. Crown Cork & Seal Co., Inc. (2010) 187 Cal.App.4th 1220

84

2.3.5        Strict Products Liability, Warnings Defect - CACI 1205 & BAJI 9.00.7

91

2.3.5.1.  Strict Products Liability, Warnings Defect, Essential Elements - CACI 1205 & BAJI 9.00.7

91

2.3.5.2.  Strict Products Liability, Warnings Defect, Distinguished from Negligent Failure to Warn

93

2.3.5.3.  Manufacturers are Held to the Standard of a Scientific Expert in the Field

94

2.3.5.4.  State of the Art Evidence is Admissible

94

2.3.5.5.  Sufficiency and Adequacy of Warnings and Instructions

94

2.3.5.6.  Warnings Defects in Asbestos Cases: Knew or Should Have Known

97

2.3.5.7.  Asbestos Cases Involving Actual Knowledge Of Asbestos Exposure and the Health Hazards to Human Beings

97

2.3.5.8.   Asbestos Cases Involving Constructive Knowledge Of Asbestos Exposure and the Health Hazards to Human Beings

98

2.3.6.    The Component Parts Doctrine

99

2.3.6.1. Tellez-Cordova v. Campbell-Hausfeld/Scott Fetzger Co. (2004) 129 Cal.App.4th 577

100

2.3.6.2. Taylor v. Elliott Turbomachinery Co., Inc. (2009) 171 Cal.App.4th 564

100

2.3.6.3. O'Neil v. Crane Co. (2009) 177 Cal. App. 4th 1019

100

2.3.6.4. Merrill v. Leslie Controls, Inc. (2009) 179 Cal. App. 4th 262

101

2.3.6.5. The Author's Analysis and Conclusion

101

2.4.0.   Negligent Manufacturers, Suppliers, Distributors and Sellers of Products

103

2.4.1.      General Principles

103

2.4.2.   Negligent Failure to Test - CACI 1221 & BAJI 9.21

104

2.4.3.   Negligent Failure to Warn - CACI 1222 & BAJI 9.20

107

2.5.0.      Vicarious Liability for Defective Products

109

2.5.1.   Market Share Product Liability for Asbestos Products under the holding of Sindell v. Abbott Laboratories (1980) 26 Cal.3d 588

109

2.5.1.1.   Mullen v. Armstrong (1988) 200 Cal. App. 3d 250

110

2.5.1.2.   Wheeler v. Raybestos-Manh'n (1992) 8 Cal. App. 4th 1152

110

2.5.1.3.   Richie v. Bridgestone (1994) 22 Cal. App. 4th 335

114

2.5.1.4.   Ferris v. Gatke Corp. (2003) 107 Cal. App. 4th 1211

114

2.5.1.5.   The Fiber Supplier Cases - Arena and Garza

116

2.5.2.      Civil Conspiracy and Concert of Action as a Legal Basis of Imposing Joint and Several Liability

117

2.5.2.1.   California Civil Conspiracy and Concert of Action Law Before Chavers v. Gatke Corp. (2003) 107 Cal. App. 4th 606 & Ferris v. Gatke Corp. (2003) 107 Cal. App. 4th 1211

117

2.5.2.2.   Chavers v. Gatke Corp. (2003) 107 Cal. App. 4th 606

120

2.5.2.3.   Ferris v. Gatke Corp. (2003) 107 Cal. App. 4th 1211

122

2.5.2.4.   The Author's Analysis of Chavers and Ferris

123

Chapter Three     Causation

3.1.0.      The law of Asbestos Causation Summarized: the Holding of Rutherford v. Owens-Illinois, Inc. (1997) 16 Cal. 4th 953, at 982-983

126

3.1.1.   Footnote 12 - Standard for Establishing Asbestos Exposure

128

3.1.2.   Footnote 13 - Standard for Causation in an Asbestosis Case

129

3.2.0.   Asbestos Exposure to the Defendant's Defective Asbestos-Containing Products

129

3.2.1.   Dumin v. Owens-Corning Fiberglass (1994) 28 Cal App 4th 650

131

3.2.2.   Riverview Fire Protection District v. Workers Compensation Appeals Board (1994) 22 Cal App 4th 1120

134

3.2.3.  Lineaweaver v. Plant Insulation Co. (1995) 31 Cal App 4th 1409

135

3.2.4.  Rutherford v. Owens-Illinois, Inc., (1997) 16 Cal. 4th 953

138

3.2.5.  McGonnell v. Kaiser Gyp. Co., Inc., (2002) 98 Cal App 4th 1098

140

3.2.6.  Andrews v. Foster Wheeler LLC (2006) 138 Cal. App. 4th 96

143

3.2.7.  Weber vs. John Crane, Inc. (2006) 143 Cal App 4th 1433

148

3.3.0.      A Substantial Factor Contributing to the Risk of Developing Cancer

152

3.3.1.  Rutherford v. Owens-Illinois, Inc. (1997) 16 Cal. 4th 953

152

3.3.2.  Howard v. Owens Corning (1999) 72 Cal App 4th 621

154

3.3.3.  Jones v. John Crane, Inc. (2005) 132 Cal App 4th 990

155

3.4.0.      Trial Courts Should Prefer BAJI 3.76, 3.77 and 3.78 Over CACI 4.30, 4.31 and 4.35

158

3.4.1.   CACI 4.35 Deviates From the Plain Language of Rutherford

159

3.4.2.      CACI 4.35 Impermissibly Defines and Emphasizes The term "Substantial Factor"

160

3.4.3.      CACI 4.35 Invites Misuse of the term "Substantial Factor" And Therefore Undermines Comparative Fault Principals

161

3.4.4.   CACI 4.31 Is A Poor Substitute for BAJI 3.77

162

3.4.5.   Using CACI 4.30 In Place of BAJI 3.76 Invites Error

163

3.4.6.      BAJI 3.76 Avoids Undue Emphasis of the Term "Substantial Factor" and Furthers California's Comparative Fault Principals

166

3.5.0.   Trial Courts Should Give a Rutherford Instruction in Non-Malignant Asbestos Disease Cases

167

3.6.0.      Justice Baxter's Majority Opinion in Rutherford and Justice Mosk's Dissenting Opinion in Rutherford - Which Opinion Better Fits The Facts and the Science?

168

            3.6.1.  The Rutherford Trial Facts

169

            3.6.2.  The Rutherford Trial Court Gave a Burden-Shifting Instruction

170

            3.6.3.  The Majority Opinion's Criticism of Burden-Shifting      

170

3.6.4.      The Rutherford Majority Declined to Apply Summers v Tice (1948) 33 Cal 2d 80, to Asbestos Litigation

171

3.6.5.      The Rutherford Majority Found that Less than All Potentially Responsible Parties Were Typically Joined as Defendants In Asbestos Lawsuits

173

3.6.6.      The Rutherford Majority Found that Different Varieties Of Asbestos Fiber Types Differed in Quality and Toxicity

174

3.6.7.      The Rutherford Majority viewed a Burden-Shifting Instruction Appropriate Only If Cancer was Caused by a Single Asbestos Fiber Or Group of Fibers

176

3.6.8.      The Rutherford Majority Employed the Words "Reasonable Medical Probability"And "Substantial Factor" as a Compromise Approach

179

3.6.9.      Justice Mosk's Dissenting Opinion in Rutherford dissent urged Affirming Solano County's Burden-Shifting Rule

180

3.7.0.      Instructions on Aggravation of Preexisting Condition and Unusually Susceptible Plaintiff - CACI 3927, 3928 & BAJI 14.65

182

Chapter Four     Damages

4.1.0.   Introduction

186

4.1.1.      The Burden of Proof - Compensatory Damages and Punitive Damages

187

4.1.2.  The General Principal of Compensation in California Tort Law

187

4.1.3.      Introductory Jury Instructions Concerning Economic and Noneconomic Damages - CACI 3900, 3902, 3903, 3905 and BAJI 14.02, 14.10

188

4.1.4.   Economic and Noneconomic Damages Distinguished

190

4.2.0.   Economic Damages: Medical Expenses Past and Future

191

4.2.1.   Medical Expenses Jury Instructions - CACI 3903A and BAJI 14.10

191

4.2.2.   The Measure of Damages -- the Reasonable Value of Services

192

4.2.3.      Hanif, Nishihama and Greer -- A Limit on Recovery but Not a Limit on Evidence of Value of Services

193

4.2.4.      The Collateral Source Rule -- McKinney v. Cal. Portland Cement (2002) 96 Cal. App. 4th 1214

199

4.2.5.      Future Medical Care: Injured Persons Currently Diagnosed with Cancer -- Garcia v. Duro Dyne Corporation (2007) 156 Cal.App.4th 92

200

4.2.6.      Future Medical Care: Medical Monitoring - CACI 3903B and BAJI 14.10.1

202

4.2.7.      Future Medical Care: Medical Monitoring for the Early Detection, Prevention and Treatment of Persons of Persons at Risk to Develop Cancer in the Future - CACI 3903B and BAJI 14.10.1

204

4.2.8.      Future Medical Care: Medical Monitoring for the Early Detection, Prevention and Treatment of Persons at Risk to Develop Cancer in the Future - Gutierrez v. Cassiar Mining Corp. (1998) 64 Cal.App.4th 148

206

4.2.9.      Future Medical Care: Medical Monitoring for the Early Detection, Prevention and Treatment of Persons at Risk to Develop Cancer in the Future - Guidelines Published by the United States Department of Health Services, Division of Toxicology and Environmental Medicine

208

4.3.0.      Economic Damages: Past and Future Lost Earnings - CACI 3903C and BAJI 14.11

212

4.3.1.   The Measure of Damages - the Reasonable Value of the Capacity to Earn Money

213

4.3.2.   Lost Earning Capacity - CACI 3903D and BAJI 14.14

214

4.3.3.      Lost Earning Capacity & Future Personal Consumption of the Injured Party - Overly v. Ingalls Shipbuilding, Inc. (1999) 74 Cal.App.4th 164

216

4.3.4.      Loss of Earning Capacity & the Collateral Source Rule -  McKinney v. Cal. Portland Cement (2002) 96 Cal. App. 4th 1214

218

4.3.5.      Loss of Ability to Provide Household Services - CACI 3903E and BAJI 14.14 [Last Par.]

223

4.3.6.   Loss of Ability to Provide Household Services -- Overly v. Ingalls Shipbuilding, Inc. (1999) 74 Cal.App.4th 164

223

4.3.7.      Loss of Ability to Provide Household Services -- McKinney v. Cal. Portland Cement (2002) 96 Cal. App. 4th 1214

224

4.4.0.   Economic Damages & Life Expectancy - CACI 3932 and BAJI 14.69

226

4.5.0.   Economic Damages & Present Cash Value - CACI 3904 and BAJI 14.70

228

4.6.0.   Noneconomic Damages - Personal Injury

230

4.6.1.      Physical Pain, Mental Suffering and Emotional Distress - CACI 3905A and BAJI 14.13

230

4.6.2.   Loss of Consortium - CACI 3920 and BAJI 14.40

236

4.6.2.1.   Jury Instructions - CACI 3920 and BAJI 14.40

236

4.6.2.2.   Asbestos Cases Upholding Loss of Consortium Findings

239

4.6.3.   Fear of Cancer - Potter v. Firestone (1993) 6 Cal. 4th 965

241

4.6.3.1.  Fear of Cancer arising from a Physical Injury (a.k.a., "Parasitic Damages")

244

4.6.3.2.  No Physical Injury - Negligent Infliction of Emotional Of Emotional Distress - Fear of Cancer

249

4.6.3.3.  No Physical Injury - Emotional Distress - Fear of Cancer - Malicious, Oppressive or Fraudulent Conduct

255

4.6.3.4.  San Francisco Superior Court Asbestos General Order No. 27 (1985)

256

4.6.3.5.  Los Angeles Superior Court  General Order No. 37.29 (1989)

261

4.6.3.6.  Author's Analysis and Conclusion

261

4.7.0.   Wrongful Death Damages

262

4.7.1.   Wrongful death Actions Distinguished from Survival Actions

262

4.7.2.      Wrongful Death Damage Jury Instructions - CACI 3921 And BAJI 14.50 & 14.51

263

4.7.3.      Are damages for Loss of Care, Comfort and Companionship Economic Damages or Noneconomic Damages in a Wrongful Death Case?

267

4.7.4.   Who Is The Proper Party Plaintiff in a Wrongful Death Case?

268

4.7.5.   California Asbestos Products Liability and Wrongful Death Claims

269

4.8.0.   Punitive Damages

270

4.8.1.   Punitive Damages Instructions - First Phase

270

4.8.2.   Punitive Damages Instructions - Second Phase

278

Chapter Five     Defenses

5.1.0.   Introduction

282

5.2.0.   Lack of Jurisdiction Over the Defendant

282

5.2.1.   Lack of General Jurisdiction Over the Defendant

282

5.2.2.   Lack of Specific Jurisdiction Over the Defendant

282

5.3.0.   The Defense of Forum Non Conveniens

287

5.3.1.   The General Principles

287

5.3.2.      The Relationship of The Case and The Parties To the State of California

289

5.3.3.      Concerns of Judicial Administration

289

5.3.4.      The Convenience of the Parties and Witnesses

290

5.4.0.   The Defense of Statute of Limitations

290

5.4.1.   The Asbestos Statute of Limitations

291

5.4.2.   Blakey v. Superior Court (1984) 153 Cal.App.3d 101

291

5.4.3.   Puckett v. Johns-Manville Corp. (1985) 169 Cal.App.3d 1010

292

5.4.4.   Nelson v. Flintkote Co. (1985) 172 Cal.App.3d 727

292

5.4.5.   Duty v. Abex Corp. (1989) 214 Cal.App.3d 742

293

5.4.6.   Uram v. Abex Corp. (1990) 217 Cal.App.3d 1425

294

5.4.7.   Williamson v. Plant Insulation Co. (1994) 23 Cal.App.4th 1406

294

5.4.8.      Darden v. General Motors Corp. (1995) 40 Cal.App.4th 349 & Barr v. ACandS, Inc. (1997) 57 Cal.App.4th 1038

295

5.4.9.      Hamilton v. Asbestos Corp., Ltd. (2000) 22 Cal.4th 1127

296

5.4.10.  Author's Note - Zwicker v. Altamont Emergency Room Physicians Medical Group (2002) 98 Cal.App.4th 26; Uram v. Abex Corp. (1990) 217 Cal.App.2d 1425; and Loss of Consortium Claims

299

5.5.0.   California's "Borrowing Statute" Used as a Complete Defense

301

5.5.1.   Giest v. Sequoia Ventures, Inc. (2000) 83 Cal.App.4th 300

301

5.5.2.   Cossman v. DaimlerChrysler Corp. (2003) 108 Cal.App.4th 370

305

5.6.0.      Choice of Law Used as a defense: McCann v. Foster Wheeler, LLC (2010) 48 Cal. 4th 68

310

5.7.0.      The Workers Compensation Act's Exclusive Remedy Provisions,As a Defense

315

5.7.1.   California Labor Code Sections 3600 & 3601

315

5.7.2.      Johns-Manville Products Corp. v. Superior Court (Rudkin)(1980) 27 Cal. 3d 465

316

5.7.3.      McDonald v. Superior Court (1986) 180 Cal. App. 3d 297

322

5.7.4.      Ashdown v. Ameron Internat. Corp. (2000) 83 Cal. App. 4th 868

325

5.8.0.   Product Misuse or Modification - CACI 1245

332

5.9.0.   The Sophisticated User Defense

334

5.9.1.   CACI 1244 - Affirmative Defense - Sophisticated User

334

5.9.2.      Stewart v. Union Carbide Corporation (Nov. 16, 2010, Second App. Dist., Div. 5) 2010 Cal. App. LEXIS 1944

335

5.10.0   The Government Contractor Defense

338

5.10.1.   Design Defect Cases - CACI 1246

338

5.10.2.   Failure to Warn Cases - CACI 1247

339

5.10.3        Author's Notes - Problems with CACI 1246And CACI 1247

341

5.11.0.   The Federal Preemption Doctrine

345

5.12.0.      The Fault of Others - Civil Code, Sec. 1431.2 (a.k.a., Proposition 51) CACI 406 and BAJI 14.90

345

5.13.0.      Post-Judgment Settlement Credits - The Greathouse Ratio

348

5.13.1.   Greathouse v. Amcord, Inc. (1995) 35 Cal. App. 4th 831

350

5.13.2.   Wilson v. John Crane, Inc. (2000) 81 Cal.App.4th 847

354

5.13.4.   Hacket v. John Crane, Inc. (2002) 98 Cal.App.4th 1233

356

5.13.5.   Jones v. John Crane, Inc. (2005) 132 Cal.App.4th 990

360

Table of Authorities

365

Stephen J. Healy
Trial Attorney
California State Bar No. 133192
Nevada State Bar No. 3510
PMB 332, 1390 N. McDowell Blvd., Ste G
Petaluma, California 94954
ph 707-534-0553
fx 707-676-8648